Forth Capital (Europe) Limited is regulated for compliance purposes by the Central Bank of Ireland as an insurance intermediary registered under the European Communities (Insurance Mediation) Regulations, 2005 under Regulatory Number C133357 and is authorised to provide investment advice in the United Kingdom, France, Spain, Portugal and Ireland. Forth Capital can access all European Countries via our Irish operation.
Forth Capital (Europe) Limited is a member of PIBA (Professional Insurance Brokers Association) in Ireland. PIBA is the largest Broker representative body in Ireland and currently has a membership of approximately 890 Brokerage firms.
Forth Capital DIFC Limited is authorised and licensed by the Dubai Financial Services Authority (DFSA) to carry out financial services within the Dubai International Financial Centre (DIFC). Established in 2004, the DFSA is the independent regulator of all financial and ancillary services conducted through the DIFC. The DFSA’s regulatory mandate covers asset management, banking and credit services, securities, collective investment funds, custody and trust services, commodities futures trading, Islamic finance, insurance, an international equities exchange and an international commodities derivatives exchange. The DFSA is also responsible for the regulation and supervision of persons in the DIFC in relation to anti-money laundering, counter-terrorist financing and sanctions compliance. DFSA regulated firms are subject to Professional Client Classification requirements and the service / product promoted on this website may not be suitable for Retail Clients under the DFSA rules and regulations. Any information provided is only for the use of Professional Client and cannot be relied upon by Retail Clients. Professional Clients may not be afforded the Retail Client protection and compensation rights that may generally be available to them from within the DFSA and other jurisdictions.
Forth Capital (Genève) Sàrl is a fully authorized asset manager, regulated under Swiss law by OAR-G self-regulation body in Geneva. OAR-G is a reference for professional standards and ethics and also sets rules for the fight against money laundering. OAR-G was established by the manager of the Groupement Suisse des Conseils en Gestion Indépendants (GSCGI) and the Groupement Patronal Corporatif des Gérants de Fortune de Genève (GPCGFG).
Forth Capital (HK) Ltd is a member of the Hong Kong Confederation of Insurance Brokers (HKCIB). The HKCIB is a body of insurance brokers, approved by the Office of the Commissioner of Insurance to implement self-regulation of insurance brokers in Hong Kong under the Hong Kong Insurance Companies Ordinance. Under such regulation Forth Capital (HK) Ltd only recommend the use of Investment Linked Assurance Schemes (ILAS).
Global Compliance & Regulation
Forth Capital is also a member of the Federation of European Independent Financial Advisers (FEIFA). The Federation is not available to all IFA companies. By only admitting Members following a rigorous vetting and due diligence procedure, FEIFA provides consumers with an independent assessment of the regulatory and legal status of its Member companies.
The site may contain information on investments but you should not regard these as an offer to subscribe without reference to the relevant prospectus. Nothing quoted on the site should be construed as specific investment advice. Some products may not be legally available to residents of certain countries and jurisdictions. If you are unsure as to whether an investment is suitable for you, please seek professional advice from us before proceeding.
Please note that the value of investments and the income from them can fall as well as rise and you may not receive back the original amount invested. Exchange rate movements between currencies may also affect the value of investments. You should be aware that past performance is no guarantee of future performance.
Forth Capital has taken the greatest of care to ensure the accuracy of the contents of this website, but cannot accept responsibility (to the extent permitted by law) for any inaccuracies, omissions, or errors whether in respect of the information provided on the website or on any to which Forth Capital refers or to which the website may be linked.