International Regulation
We are authorised and regulated in the UK, Switzerland, the US, Hong Kong, Australia, and the EU, enabling us to provide the right cross-border financial solutions wherever you are in the world.
Forth Capital Advisers Limited is authorised and regulated by the Financial Conduct Authority (FCA) Registration Number 811535.
Forth Capital (Genève) Sàrl is authorised and regulated by FINMA as an Insurance Intermediary (Registration Number F01197232) and is affiliated to SO-FIT, as a financial intermediary within the meaning of Article 2 Paragraph 3 of the Anti-Money Laundering Act (AMLA). SO-FIT is a self-regulatory organization recognized by the Swiss Federal Financial Markets Supervisory Authority (FINMA). All Forth Capital (Genève) Sàrl Advisors are listed on the ARIF (Association Romande des Intermediaries Financiers) public register for regulated Financial Planners in Switzerland, as required under the Swiss Financial Services Act (FinSA).
Forth Capital (USA) LLC is authorised and regulated by the Texas State Securities Board, License Number 804610907.
Forth Capital (Hong Kong) Ltd is regulated by the Hong Kong Insurance Authority No. FB1231 and is a Member of the Hong Kong Confederation of Insurance Brokers (HKCIB).
Forth Capital (Australia) Pty Ltd with ABN 38 627 432 875 is a corporate authorised representative ("CAR") of Shartru Wealth Management operating in Australia under AFSL: 422409.
Forth Capital (Europe) Limited is regulated by the Central Bank of Ireland. Our Central Bank reference number is C133357. Where advice is provided outside of Ireland, the advice is given from Ireland via the Insurance Mediation Directive on a cross border basis.
Forth Capital (Europe) Limited is a member of PIBA (Professional Insurance Brokers Association) in Ireland. PIBA is the largest Broker representative body in Ireland and currently has a membership of approximately 890 Brokerage firms.
We are also a member of the Federation of European Independent Financial Advisers (FEIFA). The Federation is not available to all IFA companies. By only admitting members following a rigorous vetting and due diligence procedure, FEIFA provides consumers with an independent assessment of the regulatory and legal status of its Member companies.
Worldwide
Licences