Privacy Policy

Who we are

Forth Capital (USA) LLC is a state registered investment adviser based in Texas and California.

As Investment Advisers are required by law to inform clients of our policies regarding privacy of our client information. We are bound by professional standards of confidentiality, as part of our compliance with the provisions of certain privacy regulations issued by the United State federal government and those States in which we provide services. We are required to inform you on how we collect, share and protect your personal information.

Types of Non-public Personal Information (NPI) we collect

We collect non-public personal information about you that is either provided to us by you or obtained by us with your authorization (such as information on applications). This can include but is not limited to your Social Security Number, Date of Birth, Banking Information, Financial Account Numbers and/or Balances, Sources of Income, Asset(s) Details and Liability Information. When you are no longer our customer, we may continue to retain and share your information only as described in this notice.

How do we collect personal information

We collect personal information in the course of providing our services to you, for example:

▪ When you open an investment account.
▪ When you seek/receive financial advice or enter into an advisory agreement.
▪ When you make deposits or withdrawals from your investment accounts.
▪ When we engage with custodians in regard to your investments.

Parties to whom we disclose information

All Investment Advisers may need to share personal information to run their everyday business. We restrict access to non-public personal information about you to our employees, affiliates and service providers who need to know that information in order to provide products and services to you. We have not and will not sell your non-public personal information to anyone, even if our formal relationship ends. We do not disclose any non-public personal information about our clients or former clients to anyone, except to our employees, affiliates and services providers and as permitted by law and in accordance with any applicable investment management agreements.

Protecting the confidentiality of current and former client information

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. We maintain physical, electronic and procedural safeguards that we believe are reasonably designed to guard your non-public personal information while it is within our control.

Federal law gives you the right to limit sharing – opting out

Federal law allows you the right to limit the sharing of your NPI by “opting-out” of the following: sharing for non-affiliates’ everyday business purposes – information about your creditworthiness; or sharing with affiliates or non-affiliates who use your information to market to you. State laws and individual companies may give you additional rights to limit sharing. Please notify us immediately if you choose to opt out of these types of sharing.

We will not share your personal information with non-affiliated third parties for marketing purposes without your consent.

If you are resident in California, you have the right to:
▪ Request to know the categories and specific personal information we collect about you
▪ Request the deletion of your personal information (subject to legal retention requirements)
▪ Opt-out of the sale of your personal information (we do not sell your information)
▪ Not be discriminated against for exercising your privacy rights

To make a request regarding your California privacy rights, please contact us at:
Forth Capital (USA), LLC
Address: 11111 Katy Freeway, Suite 910, Houston, Texas, 77079
Email: [email protected]
Tel: +1 346 245 8824

Definitions

Affiliates – Companies related by common ownership or control. They can be financial and non-financial companies.
Non-affiliates – Companies not related by common ownership or control. They can be financial and non-financial companies.
Joint marketing – A formal agreement between non-affiliated financial companies that together market financial products or services to you.